SECURITIES
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From Times Staff and Wire Reports
Former Smith Barney Analyst Pleads Guilty: John Collins, a former research analyst at Smith Barney, Harris Upham & Co., pleaded guilty to three counts of securities fraud. Federal prosecutors also charged G. Albert Griggs Jr., who was formerly a high-yield bond analyst for mutual funds at Keystone Group Inc., with two counts of securities fraud in a criminal information. Griggs is also expected to plead guilty to those charges, prosecutors said.
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